A Man More Sinned
Against than Sinning?
The Portrait of Martin
Luther in Contemporary New Testament Scholarship:
Some Casual Observations of
a Mere HistorianCarl Trueman
Associate
Professor of Church History and Historical Theology
Westminster
Theological Seminary, Philadelphia
[This essay was delivered originally to the Tyndale Fellowship,
Cambridge in 2000 and is reproduced here with the kind
permission of the author]
Introduction: The Importance of the
Topic
I have chosen to speak on the
above topic for a variety of reasons which I hope to explicate
in the course of this lecture. My lecture is, however, ultimately
to have a very narrow focus, as I shall make clear, a fact due
in no small part to the narrowness of my own sphere of competence,
which is historical theology and emphatically not New Testament
studies. Nevertheless, lest what I have to say be regarded by
some outside of the immediate circle of evangelical theology
as of little more than antiquarian interest, I wish to start
with a brief comment on the broader implications of the debate
upon which I shall be making the "casual observations"
of the title.
To put it bluntly, it seems to
me that the current revision of the doctrine of justification
as formulated by the advocates of the so-called New Perspective
on Paul is nothing less than a fundamental repudiation not just
of that Protestantism which seeks to stand within the creedal
and doctrinal trajectories of the Reformation but also of virtually
the entire Western tradition on justification from at least as
far back as Augustine. I do not say this in order to shock or
to create bad feeling against its exponents but simply to clarify
how serious the issue is. Indeed, the advocates of the New Perspective
would, I am sure, find my statement of the significance of their
position to be in accordance with how they understand their position.
We are not talking here of the old debate between imputation
and impartation which has historically separated Protestants
and Catholics; we are talking rather of a debate which pits the
New Perspective against both Protestants and Catholics on the
grounds that the traditional Reformation discussion actually
takes place within a tradition which has a fundamentally defective
view of what God's righteousness, and thus the believer's justification,
are all about.
For Protestants, the issue is
particularly acute. Given the role of the doctrine of justification
by grace through faith both in the theology of the Reformation,
and as perhaps the defining feature of Protestantism over against
post-Tridentine Catholicism, the kind of revision being proposed
by the New Perspective involves a fundamental re-definition of
what Protestantism, at least in its conservative, confessional
form, is.
That the New Perspective is being
advocated not simply by mainstream liberal scholars such as E
P Sanders and James D G Dunn but also by evangelicals such as
N T Wright is particularly significant. Wright's magisterial
work in debunking the Jesus Seminar has made him a significant
evangelical presence; that he combines this historical scholarship
with a basic revision of the doctrine of justification more or
less guarantees that the New Perspective will not just be something
which impacts upon the liberal theological world but also upon
the evangelical world as well. All this is not to say that the
Protestant notion of justification is an evangelical 'centraldogma'
from which all other doctrines can be deduced; but it is to point
to the singular theological importance of the doctrine in church
history and in historic evangelical identity.
That the New Perspective has
such radical implications for the history of the doctrine in
general and the theology of Protestantism in particular does
not, of course, mean that it is wrong. After all, in terms of
church tradition, John Eck had many of the trump cards at Leipzig;
yet many of us still consider Martin Luther to have had the more
scriptural arguments. The Protestant commitment to the scripture
principle means that tradition, while very important, never has
decisive and unlimited authority. It does, however, mean that
we should be aware of the seriousness of the issues at stake.
We should, after all, not lightly throw out at least 500, if
not 1500, years of church teaching. We need to be acutely sensitive
to the magnitude of the moves we make in this area and thus proceed
with modesty, caution, and careful scholarship.
The Scope of My Argument
Having outlined the importance
of the debate as a whole, I now wish to clarify how I wish to
contribute in this paper. As the title states, my observations
will be 'casual.' I am a relative newcomer to the issues involved
and thus do not feel able to make more than a number of fleeting
observations on what is being said. Second, as a 'mere historian,'
and one acutely sensitive to the problems of commenting outside
of my sphere of specialisation, I do not wish what I have to
say to be mistaken for comment on the New Testament scholarship
underlying the New Perspective: I do not belong to the guild
and would not dare venture such criticism. Rather, as a historian,
I wish to comment only on those areas where the scholars of the
New Perspective have audaciously wandered from their own spheres
of competence and dared to comment on the field of Reformation
history. Only as they cross from their own sector into my own
do I feel confident to aim a few critical volleys at their work.
I do confess to being puzzled at the amount of work that is done
by these scholars in extra-canonical literature, since I wonder
what the theological implications of the kind of moves that are
made between canonical and non-canonical literature are, but
I leave this particular question mark over current procedures
for the biblical theologians.
Luther in the New Perspective: A Brief
Historical Overview
It was Krister Stendahl who first
drew attention to the way in which Luther's conversion experience,
shaped by his own position within a theological tradition stemming
from Augustine, allegedly shaped his reading of the writings
of Paul, turning Paul's letter to the Romans into personal, introspective
and to an extent gloom-laden autobiography. Stendahl's
argument, developed in a justly famous article, was not in itself
part of the shift in perspective on Pauline studies. This was
to be pioneered some years later by the work of E P Sanders,
but it did lay the groundwork for focussing attention on Luther
as central to the misreading of Paul which later scholars were
to argue ran throughout Western, and particularly Protestant
understanding of Pauline theology.
The work of Sanders was not particularly
concerned with critiquing Luther and concentrated rather on setting
the Pauline corpus specifically within the context of the
Jewish thought which provided the background to the cultural,
social, and intellectual worlds out of which Christianity was
to emerge. Nevertheless, in the years after Sanders started to
rewrite the intellectual history of Christianity and redefine
its relationship to Judaism, others were to make central the
connection between the new trajectory of Pauline studies and
the theology of the West, particularly that on justification.
Thus, in the mid-eighties, the first real brickbats were hurled
Luther's way, this time from the pen of Francis Watson whose
first book, Paul, Judaism, and the Gentiles: A Sociological
Approach (1986), dealt with the problem of Luther in some
detail.
After Watson's work, Luther became
fixed in the imagination of the New Perspective as the bad guy
of the history of justification. James D G Dunn, in an important
article in 1992 for the Journal of Theological Studies,
turned his guns firmly against the great German Reformers. His
article is, in many ways, a manifesto of the anti-Lutheran direction
of the New Perspective and remains perhaps the single most important
scholarly salvo in the battle. In addition, Dunn followed this
article in 1993 with a popular book, The Justice of God,
which he co-authored with Dr Alan Suggate, which sought to place
the New Perspective, along with its concomitant critique of Luther,
into the popular arena. With this work, it is arguable that the
New Perspective ceased to be an ivory-tower debate and became
something of concern to all intelligent and thoughtful Christians
everywhere.
James Dunn is not the only articulate
contemporary advocate of the New Perpective who has given a significant
amount of time to critiquing Luther. As mentioned above, N T
Wright has also done so and is, arguably, more influential in
evangelical circles than Dunn himself. Nevertheless, Dunn remains
the one who has hit Luther the hardest and thus it is primarily
with his work that I shall be concerned in this paper.
Given the comprehensive implications
of the New Perspective for the historical tradition, it should
be clear that I do not have the space to deal with all of the
avenues of criticism which have been opened up against Luther
and the Reformation. To do this would require a piece of much
greater length than I have the authority to produce here. What
I want to highlight, though, is the weakness of much of the historical
analysis in terms of the traditional teaching. Now, as I have
already said, I in no way wish to imply that the soundness or
otherwise of the New Perspective depends upon its treatment of
Luther or the tradition; but it is important to note that the
criticism of the tradition fulfils an important, though not decisive,
function in the argument. As I noted in my earlier lecture, we
live at a time when innovation is of the order of the day and
tradition is at a discount. Whereas in the sixteenth century
the very novelty of Luther's ideas was what made them so suspect
and, one might add, so likely to be wrong, nowadays, it is the
traditional which is likely to be considered wrong and the novel
which likely to be regarded as more likely true. We should not
therefore underestimate the importance of the New Perspective
being precisely that -- a new perspective -- within the social
and intellectual context modern academic discourse. Given this,
the break with tradition which the New Perspective advocates
trumpet from the rooftops is a not insignificant part of the
overall polemic.
Luther: The Case for the Prosecution
The problem, or rather problems,
with Luther's theology with which I wish to deal in this paper
can be summarised as follows: he is introspective in his reading
of Paul and thus in his understanding of salvation; and he is
individualistic in his formulation of justification. The New
Perspective also makes other criticisms of Luther, with which
I hope to deal elsewhere. Time and space, however, require me
to concentrate my attention on these two related points, points
which, I should add, are basic to the central anti-Luther case
these scholars wish to make.
Introspection and Luther's Reading
of Romans 7
Dunn, building on the work of
Stendahl, points out that Luther took Romans 7 as being the description
of Paul's own struggle with his sin prior to his conversion to
Christianity. Dunn, however, counters by saying that none
of Paul's unequivocal statements about his pre-Christian state
give any indication of such agonies of conscience as a prerequisite
to his conversion. In other words, what Luther has done is to
project his own spiritual struggles back into the writings of
St Paul -- a classic and radical example of eisegesis with disastrous
consequences for the future of the church.
A number of comments are in order
at this point. First, Dunn's basic contention -- that Luther
projected his own conversion agonies back into Romans 7 -- is
simply not supported by the evidence. Dunn cites the famous autobiographical
fragment from the 1545 Latin edition of Luther as outlining Luther's
conversion, but there are a number of problems with using this
as the hook upon which to hang ones case about Romans 7 and introspection.
First, on a general level, the difficulties in using this as
evidence for Luther's conversion is far from unproblematic as
the chronology of the events recounted is far from clear, with
the result that decent arguments can be made for placing the
events as early as 1515, or even 1514, and as late as 1518. Given
the discovery this century of Luther's 1515-1516 lectures on
Romans, we now know that Luther's own passage to his understanding
of justification by grace through faith alone is not as easy
or as straightforward as the dramatic account of the autobiographical
fragment might suggest.
Second, and far more important,
is the complete lack of Romans 7 in the passage. Romans
does occur, but it is Chapter 1 verse 17 which is the focus,
not Chapter 7; and there is little if any introspection in Luther's
`new understanding of this verse which he outlines in the fragment;
and it is certain that Augustine, the origin of this introspective
conscience, is conspicuous only by his absence. There is nothing
here, then, to justify claims of the eisegetical reading of Romans
7 which Dunn alleges.
Now, while it is never cited
as evidence by Dunn (direct primary source citations being conspicuous
only by their general absence from the New Perspective criticisms
of Luther), we might now spend just a few moments in the one
place where such eisegesis might well be found: Luther's commentary
on Romans 7. There is some debate, of course, about whether Luther
has already made his Reformation breakthrough before (or perhaps
during) his delivery of these lectures. For myself, I find the
basic elements of Luther's mature theology of justification to
be more-or-less in place in these lectures, if not expressed
with the same consistency, clarity, and precision we find later,
though I combine this with a tendency to lean towards a 1518
date for the events described in the fragment. Whatever the dating
of the Tower Experience, the Romans lectures represent a significant
move away from the theology of the via moderna in which
Luther was schooled. Thus, if Dunn is correct about Luther
on Romans 7, I would argue that we should find significant evidence
of this in these lectures.
Now, there are two things which
are most striking about Luther's treatment of Romans 7: his understanding
of the status of the persona of Paul in the chapter; and his
use of Augustine. Both, as we shall see, flatly contradict Dunn's
thesis. As to the persona of Paul, whether Luther regards him
as describing his experience as unbeliever or believer, Luther
is emphatic: Paul is describing his experience as a spiritual
person, i.e., a believer. Unlike Dunn, I quote the man himself
in this context:
"For I should not have known
what it is to covet". From this passage to the end of the
chapter the apostle is speaking in his own person and as a spiritual
man and by no means in the person of a carnal man.
Indeed, this is not simply a
bald assertion: Luther proceeds to cite evidence for this reading:
the passage indicates a hatred of the flesh and a love for the
Law, something which is impossible for the carnal; Paul speaks
of being unable to understand his sinful actions, again a sign
of a true believer; he does not wish to sin but still does, and
a carnal person cannot wish not to sin; he knows that nothing
good dwells in his flesh, again a sign of true spirituality;
he wills to do what is right, which can only come from possession
of the Spirit; he feels a battle between contrary laws in his
own members; he delights in the law of God; he sees himself as
fighting between two contrary laws; he cries out to God for help;
and, finally, he declares that in his mind he serves the law
of God. In other words, far from reading back pre-conversion
struggles into Paul's statements in Romans 7, Luther gives no
less than ten reasons why Romans 7 cannot be dealing with the
pre-conversion agonies of the apostle but must be dealing with
his experience as a Christian. Little did he know it at the time,
but in doing this Luther was also providing us with ten compelling
reasons for rejecting Dunn's portrait of the Reformer. Given
this fact, it is perhaps not entirely surprising that Dunn chooses
not to cite any relevant primary evidence for his arguments at
this point; indeed, we can, I think, legitimately ask whether
Professor Dunn has ever read Luther on Romans 7.
The case against Dunn, however,
does not end here. We still have the Augustine connection with
which to deal. Now Dunn is correct on one point: Luther is indeed
influenced by Augustine in his reading of Romans 7. In fact,
he quotes him at length, and with approval, on the issue of whether
Paul is describing himself as believer or unbeliever here. The
problem for Dunn, however, is that Luther had an extensive knowledge
of Augustine's writings, and chose to use a passage from the
Retractations, not the earlier anti-Pelagian material,
to support his reading. This passage is quoted by Luther as follows
in his comments on Romans 7:7 and following:
When the apostle says: `We know
that the Law is spiritual; but I am carnal (v.14), I was absolutely
unwilling to understand this passage as referring to the person
of the apostle who was already spiritual, but I wanted to refer
it to him as a man placed under the Law and not yet under grace.
This is the way I first understood these words, but later, after
I had read certain interpretations of the divine words by men
whose authority impressed me, I considered the matter more carefully
and saw that the passage could also be understood of the apostle
himself.
In other words, Luther is influenced
by Augustine at this point, but by the later Augustine, and that
into reading Romans 7 as the struggle of a believer not the pre-conversion
agonies of an unbeliever under conviction of sin. The reading
of Luther on Romans 7 offered by Dunn is therefore simply risible
in its theological claims and its statements about its relationship
to Augustine because in every significant way it is demonstrably
incorrect. Given this, it is perhaps no surprise that even Dunn's
citation of the autobiographical fragment is not taken from an
original Luther source (Latin or translation), but is adapted
from R H Bainton's popular biography, Here I Stand. The
question of Dunn's first-hand acquaintance with the Lutheran
sources looms large.
In mitigation we should perhaps
note that in his magnum opus on Pauline theology -- a book which,
on the whole gives a somewhat more sympathetic view of Luther
but still without recourse to any primary sources -- Dunn does
include a footnote which implicitly conceded that his earlier
statements concerning Luther on Romans 7 were incorrect when
he acknowledges that Luther is one of those who `find it impossible
to exclude the believer from the I of Romans 7:7-25. This is
hardly, however, a full and accurate statement of the issue:
Luther not only finds it impossible to exclude the believer from
the `I, but, in his Lectures on Romans, he appears to find it
impossible to include anyone else. It is perhaps not surprising
that this surreptitious and somewhat inaccurate retraction is
not accompanied with any reference at all to Luther's Lectures
on Romans.
Now, having said all this, it
is no doubt true that many in the Protestant tradition have chosen
to interpret Romans 7 in terms of the struggles of the unbeliever
prior to, or in the throws of, conversion. Were this all Dunn
claimed, we would have no quarrel with him; but his determination
to vitiate the whole Protestant tradition by locating this error
in the psychological eisegesis of its original source, that of
Luther's theology, is historically inaccurate and theologically
unfair. If later generations used Luther in such a way, that
is hardly Luther's fault -- the original author was well and
truly dead by such points! And even among his contemporaries,
there is evidence that Dunn's sweeping connection between a certain
reading of Romans 7 and introspection is untenable. Calvin,
for example, reads Romans 7 in precisely the kind of way in which
Dunn wrongly accuses Luther of doing, but, if we use Dunn's own
approach to Paul and apply it to Calvin, we come up with some
interesting results: Dunn refers to passages in Galatians and
Philippians which speak unequivocally of Paul's pre-Christian
days and argues that they exhibit no evidence of any morbid introspection;
and, in the same way if we look at the story of Calvin's life
prior to his conversion to the Reformation cause, and at the
occasional allusions to his personal experiences, we find no
evidence for the kind of introspection which Dunn appears to
regard his reading of Romans 7 as requiring. All we really know
of his conversion is that it was subito, sudden or unexpected;
whether it involved long or deep periods of introspection and
despair is extremely doubtful. It is thus misleading to imply
that the Lutheran notion of justification was necessarily borne
out of extended introspection prior to conversion. There
is plenty of evidence in the Reformation that such introspection
was not a prerequisite to faith, and thus the absolutely necessary
connection between the two is impossible to maintain.
The Problem of Individualism
The second major charge against
Luther is that he set Protestant theology on a track which was
radically individualistic in its understanding of what Christianity
was all about. It is in some ways more difficult to respond to
this charge than to the first, not because it is any more just
but because it is inevitably more abstract in its claims.
There is, of course, a serious
problem with the word 'individualism' and its cognates.
Like other contemporary theological buzz-words, such as `rationalism,
`dualism, and `scholasticism, it is a term which has become part
of the rhetorical arsenal with which traditional theology is
today frequently assaulted. The problem is that such terms are
used as if their meaning and moral connotations were givens,
self-evident to any intelligent human being, whereas, in fact,
neither of these things are obvious. Given the current
emphasis in intellectual culture on the social construction of
reality, on communitarianism, on the importance of the public
nature of language and discourse, we all know that individualism
is, to quote 1066 and All That, 'a very bad thing,' but
we are perhaps not always quite so certain of precisely what
the term means. Thus, to tar a particular position with the brush
of `individualism, as with that of `rationalism, is to score
an immediate rhetorical point against it; whether the scoring
of such a point is at all meaningful in terms of real substance
must surely depend not on the lobbing of pejorative cliches but
upon demonstrable errors or weaknesses.
So what does 'individualism'
mean? When, for example, does it begin? With the arrival of knives
and forks rather than a communal eating pot? Perhaps the man
who invented knives and forks was the first individualist. Or
was it with the advent of the Cartesian principle of doubt? With
the development of the genre of autobiography? Or with the development
of copyright legislation or the notion of personal property,
intellectual or otherwise? I have not time to discuss these in
more detail; but I do want to make the point that the complexity
of issues which even this brief litany of questions brings to
the surface underlines the fact that we must think beyond cliches
if we are to do justice to the nuances of intellectual history
in general and the church's theological tradition in particular.
Given that the term has no obviously
given meaning, what exactly does Dunn mean by Luther thinking
of justification in distinctly individualistic terms? It would
appear that what he sees Luther as doing is emphasising the vertical
dimension of salvation between God and believer as taking such
prominence within his soteriological scheme that the corporate
aspects of salvation and Christianity are weakened and eventually
eliminated (this process reaching its terminus in the existentialist
reading of Luther found in the work of Rudolf Bultmann).
This development is seen as the logical outworking of Luther's
theology and not necessarily something which was explicit in
Luther's own work or even of which he was consciously aware.
The implications of Dunn's reading
of Luther as individualist are worked out by Alan Suggate in
his essay 'Germany: A Tale of Two Kingdoms' in the book he co-authored
with Dunn, The Justice of God. In general, the portrait
of Luther in this essay is bizarre. On the first page we are
told that Luther wanted to purify Catholicism (true) and retained
`many of its beliefs and practices, much like the English King
Henry VIII. Given the fact that Luther fundamentally restructured
the sacramental theology of the church and that Henry VIII personally
took him to task on precisely this issue, burning a good few
Lutherans into the bargain, Suggate's description here is unlikely
to be one that either of them would approve, recognise or find
particularly flattering. In addition, we are told, portentously,
that `the temptation to launch attacks against Catholicism was
very strong, and Luther cannot escape some of the blame for what
happened after him. Then, just in case any of us have missed
the point of Luther's pornographic anti-papal woodcuts or his
obscene language in his anti-Roman polemic, we are reminded that
'Luther was not above intemperate attacks himself.'
We may well laugh at the oddity
of these comments but it is important to realise the game that
is being played by Suggate here: Luther is being portrayed as
the man who let the genie out of the bottle; he was not necessarily
a revolutionary or an extremist himself, but his thinking was
fundamentally inconsistent in attempting to balance his new understanding
of justification with a strong ecclesiology; and, in the generations
after his death, the doctrine of justification won out, undermining
and ultimately destroying the doctrine of the church. For Suggate,
the road from Luther runs fairly directly to the totalitarianism
of Nazi Germany where the individualist piety of Lutheranism
was incapable of providing a rationale for any kind of concerted
social resistance to tyranny.
The political question is, of
course, a highly complex one and, given the horrors of the Holocaust,
any connection made between Luther and the Third Reich raises
the whole debate to a highly emotive level. Nevertheless, even
if we allow the ideas of particular individuals a significant
role in the formation of a nations social, political, and cultural
values (and that in itself is a philosophically contentious position
with which I am profoundly unhappy in such a bald form), Luther's
Christianity is by no means the sole candidate for criticism
as far as Germany's recent history goes: the philosophy of Hegel
and Bismarck's policy of Realpolitik are also significant
intellectual sources of modern Teutonic totalitarianism.
If we move away from confusing
the issue of Luther's theology with events in the mid- twentieth
century, there are two basic points which can be made to counter
accusations of individualism (in the anti-social, anti-ecclesiological
sense of the word that Dunn appears to be using): Luther's high
view of baptism and its relation to the Christian life; and the
connection between justification and social ethics.
Accusations of individualism
as lodged by Dunn and Suggate fail to come to grips with the
fact that Luther combined his understanding of justification
by faith with a high view of baptism as means of union with Christ
and thus entry into the church. Indeed, all of the magisterial
Reformers argued for the fundamental importance of infant baptism
as a counter to the radical ecclesiology of the Anabaptists and
a self-conscious attempt to stand within the Catholic tradition
of the church by avoiding Donatism. There were, of course, important
differences between the way baptism was construed by the Lutherans
and by the Reformed, but both sides ascribed the doctrine basic
importance in their understanding of the Christian life. Now,
we all know that Luther's analysis of the Christian life, as
found, for example, in his Commentary on Galatians, came to exert
a profound influence on the popular piety of later conversionist
evangelicalicalism, partly through its impact and appropriation
by John Bunyan and John Wesley, whose writings and life stories
were to have such an effect upon shaping eighteenth and nineteenth
century popular piety; but we must beware of blaming the earlier
Reformers for problems that develop in later tradition. The Reformers
felt no tension between their emphasis on infant baptism and
that upon justification by faith; and it is illegitimate for
us to import such tension back into their writings or to impute
the problems of later Protestant theology to questions which
they allegedly left unanswered. One can hardly leave a question
unanswered which was never asked in the first place.
When we look at Luther's doctrine
of baptism, the following points are of note. First, the development
of Luther's theology of baptism goes hand-in-hand, and is indeed
an integral part, of his theological development which culminates
in his understanding of justification by faith. This is in large
measure because of his increasingly radical and anti-Pelagian
understanding of sin. Unlike the medieval tradition in which
he had been schooled and against which he was to react, Luther
came to regard innate human sin after baptism as far more than
a mere fomes or piece of kindling-wood which could be defeated
by the efforts of the baptised. No: sin was something which dominated
and controlled the whole human being and therefore baptism needed
to be something total and comprehensive in order to match up
to the seriousness of sin. In his Lectures on Romans, he makes
the following comment, after noting the need for the believer
to die in a manner analogous to Christ:
But we must note that it is not
necessary for all men to be found immediately in this state of
perfection [of being dead to sin], as soon as they have been
baptized into a death of this kind. For they are baptized `into
death, that is, toward death, which is to say, they have begun
to live in such a way that they are pursuing this kind of death
and reach out toward this their goal. For although they are baptised
unto eternal life and the kingdom of heaven, yet they do not
all at once possess this goal fully, but they have begun to act
in such a way that they may attain to it -- for Baptism was established
to direct us toward death and through this death to life -- therefore
it is necessary that we come to it in the order which has been
prescribed.
To anyone familiar first-hand
with the theology of Luther, this passage will appear striking
for its use of the Pauline language of life and death which is
so characteristic of Luther's theology of justification.
What is of central importance to note is that this was written
during the very period when Luther's theology was moving towards
its mature Reformation position on justification and that the
two issues are thus inextricably linked. Later historiography
and mythology may have isolated the doctrine of justification
from Luther's broader theological biography but, again, that
is an error of later tradition not something for which we can
blame Luther. To excise Luther's doctrine of justification from
its wider situation in the doctrinal matrix that is his anti-Pelagian
soteriology is not a legitimate historical or, one might add,
theological move. If further evidence of this is needed, I refer
interested parties to Part Four of Luther's Small Catechism
of 1529 and his classic 1520 manifesto of sacramental theology,
The Babylonian Captivity of the Church, where the language
of promise and faith, so central to justification, is also central
to his understanding of the sacrament.
The second point concerning baptism
is that for Luther it was to be applied to infants. There
are, broadly speaking, two dimensions to Luther's understanding
of paedobaptism, one of which remains constant throughout his
mature career, and one of which shifts in a subtle fashion. As
to the first, the necessity of baptising infants, Luther never
wavers, rooting the immediate reason for so doing in the command
of God:
We bring the child with the purpose
and hope that he may believe, and we pray God to grant him faith.
But we do not baptize him on that account, but solely on the
command of God. [Lohse, p. 304]
As to the second reason, what
we might call the secondary rationale for paedobaptism, this
does change somewhat, mainly as a result of the explosive controversies
between magisterial Reformers and Anabaptists in the early 1520s.
Early in his reforming career, Luther had tended towards the
view that children were baptised on the basis of the vicarious
faith of their parents. Then, round about 1522-23, he shifted
to arguing on occasion that infants themselves possessed faith.
Later still, he became more cautious, no doubt concerned about
making the sacrament dependent upon the precondition of the presence
of faith, and saw the sacrament as anticipating future faith.
What is certain is that baptisms validity was rooted in the word
and not in the individual faith of the baptised.
Given all this -- that Luther's
doctrine of justification cannot be isolated from the theological
development which also gives us his theology of baptism -- where
does that leave Dunn's accusation that the former is ineradicably
and unacceptably individualistic?
Well, first, as I commented above,
the way in which the term `individualism and its cognates are
applied to Luther does not immediately disclose their meaning.
If Dunn means simply that each individual must in some sense
take personal responsibility for their standing before God, believe
if God for themselves, if you like, then that is a fair presentation
of Luther's position. But given the fact that this seems to be
little different to what is stated in the UCCF Doctrinal Basis,
to which Dunn himself subscribes on an annual basis, I am inclined
to believe that this is not the way in which he intends to apply
the terminology to Luther. This would seem (and I stress 'seem'
because, as I mentioned earlier, neither Dunn nor any of the
other New Paul critics of Luther give a precise definition of
what they mean by 'individualism') to be something along the
lines of 'an approach to salvation which so stresses the vertical
relationship between the individual and his or her God that this
salvific bond is isolated from all horizontal social relations,
whether church or secular, relations which are consequently completely
and utterly irrelevant to, and unaffected by, the status of being
a justified believer.' I hope this does not misrepresent the
position of Dunn and the other advocates of the New Perspective;
it is, as I say, a definition which I have had to infer from
their writings for lack of explicit positive guidance.
If this definition is correct,
then clearly all that I have said about baptism and Luther's
ethics serves to undercut it. His understanding of baptism places
great emphasis upon the ecclesiological dimensions of the sacrament
and diverts attention away from introspective, individual considerations
to the larger realities of union with Christ and God's own fidelity
to his word. His understanding of justification as a vertical
God- humanity relationship which profoundly affects horizontal
relations between individuals and their neighbours, his theology
of suffering on behalf of others, and his view of calling, all
militate against the notion that Luther's theology of justification
is inherently individualistic in the sense I have outlined above.
Thus, on the second major charge against Luther, I confess that
I find the evidence of his innocence compelling.
Luther and the New Perspective: A
Preliminary Assessment
In this final section, I wish
to draw my reflections to a conclusion by giving a preliminary
assessment of the implications what I have said so far. The field
of Pauline studies is vast, and I have not had time to spend
examining the views of all those involved, or even of all those
who have made Luther a specific target of their attacks. Thus,
I stress the adjective 'preliminary' in the section title.
First, it is worth noting briefly
that the charge of projectionism which lies at the heart of New
Perspective critiques of Luther is a dangerous one to make. To
allege that Luther reads his own conversion back into Romans
7 is demonstrably false. To argue that Luther reads his experience
back into Christian theology as a whole is somewhat more difficult
to refute. But is there any point in refuting such a charge?
On the grounds that what is good for the Reformation goose should
also be considered good for the New Perspective gander, we might
respond by arguing that the advocates of the New Perspective
themselves read their own preoccupations back into the New Testament
texts.
One could argue that the renewed
interest in Christ's Jewishness is in no small part a function
of corporate Christian guilt both for centuries of anti-Semitism
which culminated in the Holocaust, and for the crass -- and now
thankfully forgotten -- school of scholarship which sought for
ideological racial reasons to deny Christ's Jewishness.
One could argue that the desire to read the doctrine of justification
in a corporate rather than an individual way is the result of
the impact of the change in philosophical paradigms in the wider
culture, from the existentialist individualism of the mid-twentieth
century, to the communitarian patterns of the post-Wittgensteinian
world. One could -- but it would not get one very far. Thus,
unless one wishes to go down the road which leads either to Feuerbach
or to radical reader response theory, it will probably prove
useful to move on from speculation about how much of Luther's
theology was mere personal eisegesis. At least Luther's modern
day supporters can claim some kind of historical perspective
from which to judge what Luther was doing with the tradition;
it will be some time before we can set the New Perspective in
such historical context. For their own sakes, then, the leaders
of the New Perspective would do well to show wise caution and
steer clear of arguments based upon eisegetical projectionism.
Second, proponents of the New
Perspective will probably respond to my paper by saying that
their case depends upon exegesis not upon a particular reading
of Luther. I could not agree more, and stated as much at the
start. In reply, however, I would like it noted that I did not
choose to bring Luther into the equation. It was leading figures
of the New Perspective who chose to introduce Luther's theology
to the argument, who proceeded to make him the historical figure
over against whom they were to define themselves, and who gleefully
delivered such sweeping and damaging judgments against his theology.
I am merely responding to one aspect of an argument whose territory
and rules of engagement were determined by New Testament scholars
long before I entered the lists. I do not presume to comment
on their exegesis; but they have presumed to comment on church
history, not just at a popular level but also within the pages
of scholarly journals and tomes. They can hardly now complain
if their statements in this area are subjected to relevant scholarly
scrutiny by those whose territory they felt confident enough
to invade.
Having said this, it is of course
inevitable that anyone proposing a major revision of the doctrine
of justification must deal seriously at some point with Luther.
He is, after all, second only to Augustine in his importance
for understanding the soteriological traditions of the West,
and of singular importance in the development of both Protestantism
and Tridentine Catholicism. Love him or hate him, one has to
deal with him. Thus, I do not criticise the New Perspective for
placing Luther at the centre of the narrative whose final chapter
makes them the most important figures since Paul in understanding
the Christian gospel; but I said that the revisionists must deal
seriously with Luther and what I question is whether they have
dealt seriously with him at all.
Certainly, Dunn's major Luther
source is the autobiographical fragment, and that cited from
a popular 1950s biography. The rest of his argument proceeds
on the strength of cliches such as `individualism and sweeping
generalisations, pronounced with the confidence of one who believes
their truth value to be self-evident. Again, I have not had time
to deal with the treatment Luther receives at the hands of N
T Wright, but his sarcastic attacks on Luther and Lutheranism
in Jesus and the Victory of God proceed with no reference
to primary material at all and contain at least one demonstrable
falsehood. What we have in Dunn and Wright is a critique of Luther
which proceeds without reference to primary sources or even to
the best secondary material. At the hands of the New Perspective,
Luther appears to be the victim not of devastating scholarly
critique but of negative sound-bites and of tabloid headlines.
He is a man who has lost the PR war through misleading publicity
-- indeed, perhaps not so much sinned against as spinned against.
Some may be tempted to reply
at this point that I protest too much. After all, am I myself
not someone with a limited range of competence? Do I not use
secondary sources and even unsubstantiated opinion when my work
requires me to cross a disciplinary boundary. Again, this is
true; but, then, the aim of my own scholarly work is somewhat
more modest than that of the New Perspective, and the stakes
for which I play are somewhat less high. Let us be quite clear
about what is going on. These people define themselves not just
by their careful exegesis of Pauline texts but also by their
rejection of the Augustinian and Lutheran trajectories on justification.
That is what they consider to be an essential part of what makes
them so special, and what makes their contribution so important.
What they are proposing in consequence is that the whole Western
tradition has for most of the last two millennia been fundamentally
wrong- headed about justification.
That is a claim which is staggering
in its theological implications and awesome in its ecclesiological
consequences. It requires that we be very cautious and careful
before we embrace it with open arms. They could, of course, be
correct; but surely these earth-shattering implications place
them under obligation to deal seriously with the relevant primary
texts of the tradition and to demonstrate in their analysis of
them the same exegetical and historical sensitivity which they
boast of as distinguishing their approach to the New Testament?
To reject the entire tradition on the basis of am apparent bibliography
that would look less than thin at the end of an undergraduate
assignment is a move that can only be described as one of breath
taking arrogance and awesome irresponsibility. Reject Luther
and the tradition if you wish; but first make sure you know what
it is that you are rejecting. And that requires studying primary
texts in historical context.
This leads me to my final comment.
The story is told of Bernard Shaw being taken to see the lights
of Las Vegas late one night. 'It must be beautiful,' he commented,
'if you cant read.' I confess that the New Perspective approach
to Luther strikes me a little that way. It too must be beautiful,
but only if you don't know the primary texts. Its portrait of
the Reformer certainly appears persuasive and impressive but
that is because of the confidence with which it is presented
to an audience whose culture generally considers novelty a good
thing and tradition to be bad. A close examination of his theology
in context reveals this portraits manifest deficiencies and palpable
errors.
This leaves me with a big question:
to coin a phrase drawing on my earlier lecture at the conference,
Are the advocates of the New Perspective doing a Toynbee on me?
Is there work only impressive at precisely those points where
I am not competent to judge its validity? Certainly the vast
knowledge of Judaism which underpins the argument is impressive,
as is the tremendously subtle exegesis which provides the backbone
of the revisionist case. But these are scholars who pride themselves
on being historians, on reading primary sources in context, and
on respecting the horizons of expectation of the various first
century authors with which they deal. These are all basic
aspects of sound historical method which apply equally to texts
from the sixteenth century; they are also conspicuous only by
their absence from the treatment of said texts in the works of
the New Perspective.
It is on the basis of their consistent and careful application of these
procedures that these scholars ask me to trust them when they tell me
that the whole of Christian tradition is basically wrongheaded over
salvation, that the Reformers were more guilty than most in the
perversion of the gospel, and that I should trust them as the only
people since Paul to have understood what the gospel is all about. Well,
in those areas of their writings where I am competent to judge their
application of historical procedure, I find them sadly deficient. They
could still be right, but the sheer enormity of their claims requires me
to be certain before I change my mind. Given the inaccuracy of their
portrayal of Luther, they will, I hope, understand if I continue for the
time being to back church tradition on this one. |
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